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Current Employers
Brookhaven Capital Group

Marietta, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-06-18
  • GA RA
    APPROVED
    Since 2021-06-18

Branch Locations

Marietta, GA • United States

Mrp Capital Investments, Llc

8440 Holcomb Bridge Road Suite 520, Alpharetta, GA 30022 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-05-30
  • GA RA
    APPROVED
    Since 2018-05-30

Branch Locations

8440 Holcomb Bridge Road Suite 520, Alpharetta, GA 30022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 09/1998 11/2016
Suntrust Investment Services, Inc Atlanta GA 05/2017 01/2018
Unemployed Atlanta GA 12/2016 04/2017
Suntrust Advisory Services, Inc Atlanta GA 05/2017 01/2018
Mrp Capital Investments, Llc Marietta GA 04/2018 Present
Unemployed Marietta GA 01/2018 05/2018
Purshe Kaplan Sterling Investments Albany NY 06/2020 Present
Brookhaven Capital Group, Llc Marietta GA 01/2021 Present
  • 09/1998 → 11/2016
    Alpharetta, GA
  • 05/2017 → 01/2018
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 12/2016 → 04/2017
    Unemployed
    Atlanta, GA
  • 05/2017 → 01/2018
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 04/2018 → Present
    Marietta, GA
  • 01/2018 → 05/2018
    Unemployed
    Marietta, GA
  • 06/2020 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2021 → Present
    Brookhaven Capital Group, Llc
    Marietta, GA
Previous Registrations
Other Businesses

1) MRP Capital Investments LLC - Investment related - 796 0ak Trail Drive, Marietta GA 30062 - RIA Financial Services - Rinancial Advisor - 4/2018 - 160 hours a month - 120 trading hours a month - I am a fee only financial advisor at RIA MRP Capital INvestments. I am a CPF(r) and a goals based financial advisor who help client with their investments 2) PKS Financial - Investment related 80 State street Albany NY 12207 - fixed/traditional insurance -agent - 06/2020 - sales of fixed/traditional insurance 3) Brookhaven Capital Group. Investment Related. At registered location. RIA. IAR. 7/1/2021. Hrs/month 80 all during trading hours. Financial Advising.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-27
S65 Uniform Investment Adviser Law Examination 1999-01-29
  • S63 Uniform Securities Agent State Law Examination
    2020-07-27
  • S65 Uniform Investment Adviser Law Examination
    1999-01-29
Designations
Other Names
  • Paul Shaughnessy

View on SEC IAPD

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