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3225 Shallowford Road Ne Suite 900, Marietta, GA 30062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-17 |
| TX | RA | APPROVED | 2012-07-05 |
| GA | RA | APPROVED | 2012-05-08 |
Branch Locations
3225 Shallowford Road Ne Suite 900, Marietta, GA 30062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sentara Capital Llc | Marietta | GA | 01/2012 | Present |
(1) 2008-PRESENT/INDEPENDENT INSURANCE AGENT/MARIETTA, GA/INVESTMENT (INSURANCE) RELATED/INSURANCE AGENT/INSURANCE SALES AND SERVICE VIA UNAFFILIATED ISSUERS AND AGENCIES/MAY INVOLVE FIVE PERCENT OF TIME PER MONTH, INCLUDING DURING MARKET HOURS.// (2) 2007-PRESENT/WS ALLEN AND COMPANY, INC./MARIETTA, GA/OWNER/BUSINESS USED FOR PURPOSE OF OFFICE LEASING, ETC./NOT INVESTMENT RELATED/MAY INVOLVE UP TO FIVE PERCENT OF TIME PER MONTH DURING BUSINESS HOURS.// (3) 2009-PRESENT/FOUNDATION FOR PERSONAL FINANCIAL EDUCATION/MARIETTA GA/NON PROFIT FINANCIAL EDUCATION/NOT INVESTMENT RELATED/APPROXIMATELY 10% OF TIME PER MONTH, INCLUDING DURING MARKET HOURS.//
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-08 |
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