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3225 Shallowford Road Suite 220, Marietta, GA 30062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-03 |
| GA | RA | APPROVED | 2007-11-27 |
Branch Locations
3225 Shallowford Road Suite 220, Marietta, GA 30062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anovest | Marietta | GA | 08/1986 | Present |
| Anovest Investment Advisors, Inc. | Marietta | GA | 09/2004 | Present |
| Anovest Financial Services, Inc. | Marietta | GA | 11/2004 | Present |
SINCE 10/12/2000, REAL ESTATE AGENT - ALL ATLANTA REALTY, 3225 SHALLOWFORD RD., BLDG #100, MARIETTA, GA 30062; 9 HOURS/YEAR (CE) WHICH ARE ALL OUTSIDE OF SECURITIES TRADING HOURS. Since 10/19/2018 REAL ESTATE AGENT IN CO - EQUITY COLORADO, 7887 E BELLEVIEW AVE, STE 175, ENGLEWOOD, CO 80111; 9 HOURS/YEAR (CE) WHICH ARE ALL OUTSIDE OF SEECURITES TRADING HOURS. SINCE 09/13/2004, CEO/CCO/IAR-ANOVEST INVESTMENT ADVISORS, INC (REGISTERED INVESTMENT ADVISER); SAME ADDRESS AS ANOVEST FINANCIAL SERVICES; INVESTMENT-RELATED; # OF HOURS/MONTH IS NOT DETERMINABLE SINCE HOURS WORKED ARE INTERSPERSED WITH ANOVEST FINANCIAL SERVICES HOURS; DUTIES INCLUDE INVESTMENT MANAGEMENT AND PLANNING AND COMPLIANCE REVIEWS IN ADDITION TO DUTIES CUSTOMARY FOR CEO.. SINCE 01/22/2002, TTEE OF JEAN V GRAHEK TRUST; NOT INVESTMENT-RELATED; SAME ADDRESS AS ANOVEST FINANCIAL SERVICES; 2 HOURS/YEAR; 0 HOURS DURING TRADING HOURS; DUTIES ARE THOSE CUSTOMARILY PERFORMED BY TRUSTEES/EXECUTORS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-26 |
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