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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-23
NV RA APPROVED 2025-02-12
UT RA APPROVED 2025-02-12
  • TX RA
    APPROVED
    Since 2025-04-23
  • NV RA
    APPROVED
    Since 2025-02-12
  • UT RA
    APPROVED
    Since 2025-02-12

Branch Locations

789 E Bamberger Dr Ste C, American Fork, UT 84003 • United States

American Fork, UT • United States

8180 Rafael Rivera Way Ste 305, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Desert Mutual Benefits Administrator Salt Lake City UT 05/2019 08/2019
Brigham Young University Provo UT 06/2014 04/2020
Dentist Advisors South Jordan UT 09/2019 01/2025
Lpl Financial, Llc American Fork UT 01/2025 Present
  • 05/2019 → 08/2019
    Desert Mutual Benefits Administrator
    Salt Lake City, UT
  • 06/2014 → 04/2020
    Brigham Young University
    Provo, UT
  • 09/2019 → 01/2025
    South Jordan, UT
  • 01/2025 → Present
    American Fork, UT
Previous Registrations
  • 2024-10-21 → 2025-01-08
    Salt Lake City, UT
    South Jordan, UT
Other Businesses

1- 02/11/2025 - Dentist Advisors - Outside/W-2 Employment - Not Inv Rel - Start date: 01/01/2025 - 5Hrs/mnth 2- 02/11/2025 - Powell Naylor LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Rel - Home Based - Start date: 01/01/2025 - 160Hrs/mnth 5 hrsduring trading 3. 07/29/2025 - Gauge Financial Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s) - Start date: 07/28/2025 - 5Hrs/mnth.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-15
  • S66 Uniform Combined State Law Examination
    2025-03-15
Designations

View on SEC IAPD

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