David R Gunther

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1993 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Provo, UT
• 04/2017 → Present
  Lpl Financial, Llc
  Highland, UT

Previous Registrations

• 1995-01-05 → 2017-04-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Provo, UT
  Provo, UT

Other Businesses

1. 04/13/2017 - GUNTHER FINANCIAL, LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ 100%/ AMERICAN FOLK, UT 2. 04/13/2017 - PI WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ HIGHLAND, UT 3. 09/10/2021 - Gunther Commercial, LLC - Investment Related - 358 North 1100 East Suite #6, American Fork, UT 84003 - Real Estate Rental - Start Date: 07/01/2021 - 5 Hours Per Month/1 Hour During Securities Trading - Purchased office space in a building.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-20
• S63 Uniform Securities Agent State Law Examination
  1994-08-26

Other Names

• David R Gunther
• David Ryan Gunther
• Ryan Gunther
• Ryan Ryan Gunther