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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-12 |
| UT | RA | APPROVED | 2017-04-13 |
Branch Locations
358 N 1100 E, Suite #6, American Fork, UT 84003 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 11/1993 | 03/2017 |
| Lpl Financial, Llc | Highland | UT | 04/2017 | Present |
1. 04/13/2017 - GUNTHER FINANCIAL, LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ 100%/ AMERICAN FOLK, UT 2. 04/13/2017 - PI WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ HIGHLAND, UT 3. 09/10/2021 - Gunther Commercial, LLC - Investment Related - 358 North 1100 East Suite #6, American Fork, UT 84003 - Real Estate Rental - Start Date: 07/01/2021 - 5 Hours Per Month/1 Hour During Securities Trading - Purchased office space in a building.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-26 |
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