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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-10
CT RA APPROVED 2019-10-04
  • TX RA
    APPROVED
    Since 2019-12-10
  • CT RA
    APPROVED
    Since 2019-10-04

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interactive Brokers Greenwich CT 11/2017 06/2019
Talson Capital Management Darien CT 03/2017 11/2017
Debtwire Westport CT 02/2016 02/2017
Merrill Lynch, Pierce, Fenner & Smith Fairfield CT 06/2019 Present
Bank Of America, N.A. Fairfield CT 04/2020 Present
  • 11/2017 → 06/2019
    Interactive Brokers
    Greenwich, CT
  • 03/2017 → 11/2017
    Talson Capital Management
    Darien, CT
  • 02/2016 → 02/2017
    Debtwire
    Westport, CT
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Fairfield, CT
  • 04/2020 → Present
    Bank Of America, N.A.
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-03
  • S66 Uniform Combined State Law Examination
    2019-10-03
Other Names
  • John B Vacheron

View on SEC IAPD

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