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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-10 |
| CT | RA | APPROVED | 2019-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Interactive Brokers | Greenwich | CT | 11/2017 | 06/2019 |
| Talson Capital Management | Darien | CT | 03/2017 | 11/2017 |
| Debtwire | Westport | CT | 02/2016 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith | Fairfield | CT | 06/2019 | Present |
| Bank Of America, N.A. | Fairfield | CT | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-03 |
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