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Charles R. Sterling

Deafinvest

Tysons, VA

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Current Employers
Deafinvest

1775 Tysons Blvd 4Th Floor #04160, Tysons, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-10-20
FL RA APPROVED 2025-10-20
MD RA APPROVED 2025-10-20
AZ RA APPROVED 2021-01-01
VA RA APPROVED 2020-07-15
  • DC RA
    APPROVED
    Since 2025-10-20
  • FL RA
    APPROVED
    Since 2025-10-20
  • MD RA
    APPROVED
    Since 2025-10-20
  • AZ RA
    APPROVED
    Since 2021-01-01
  • VA RA
    APPROVED
    Since 2020-07-15

Branch Locations

1775 Tysons Blvd 4Th Floor #04160, Tysons, VA 22102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwarz Financial Services Fairfax VA 01/2008 Present
Investors Capital Corporation Lynnfield MA 10/2013 10/2016
Cetera Advisors Llc Denver CO 10/2016 11/2019
Dawn Washington DC 05/2016 09/2019
Global Deaf Muslim Falls Church VA 01/2008 Present
Latino Deaf And Hard Of Hearing Of Dc Metro Area Inc Washington DC 01/2015 12/2016
Maryland School For The Deaf Alumni Association Inc Frederick MD 01/2014 Present
  • 01/2008 → Present
    Schwarz Financial Services
    Fairfax, VA
  • 10/2013 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → 11/2019
    Cetera Advisors Llc
    Denver, CO
  • 05/2016 → 09/2019
    Dawn
    Washington, DC
  • 01/2008 → Present
    Global Deaf Muslim
    Falls Church, VA
  • 01/2015 → 12/2016
    Latino Deaf And Hard Of Hearing Of Dc Metro Area Inc
    Washington, DC
  • 01/2014 → Present
    Maryland School For The Deaf Alumni Association Inc
    Frederick, MD
Previous Registrations
  • 2019-08-16 → 2019-11-11
    Cetera Advisors Llc
    Falls Church, VA
  • 2008-11-21 → 2016-12-31
    Tysons, VA
Other Businesses

Conducting tax preparation, tax consulting, and bookkeeping for clients as a staff of DeafTax LLC for up to about 20 hours a week since January 2008.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-14
S66 Uniform Combined State Law Examination 2008-10-30
  • S65 Uniform Investment Adviser Law Examination
    2019-08-14
  • S66 Uniform Combined State Law Examination
    2008-10-30
Other Names
  • Pike N/A N/A

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