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Sonia Teresa Castillo-Smith

Hsbc Securities (Usa) Inc.

Tysons, VA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-03
DE RA APPROVED 2026-02-03
NY RA APPROVED 2025-07-15
ME RA APPROVED 2024-08-09
NJ RA APPROVED 2024-08-09
NC RA APPROVED 2024-08-06
TX RA APPROVED 2024-04-10
DC RA APPROVED 2023-09-05
MD RA APPROVED 2023-08-07
VA RA APPROVED 2023-08-07
  • AL RA
    APPROVED
    Since 2026-02-03
  • DE RA
    APPROVED
    Since 2026-02-03
  • NY RA
    APPROVED
    Since 2025-07-15
  • ME RA
    APPROVED
    Since 2024-08-09
  • NJ RA
    APPROVED
    Since 2024-08-09
  • NC RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2024-04-10
  • DC RA
    APPROVED
    Since 2023-09-05
  • MD RA
    APPROVED
    Since 2023-08-07
  • VA RA
    APPROVED
    Since 2023-08-07

Branch Locations

1800 Tysons Bld. Suite 560, Tysons, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Tyson VA 10/2012 Present
Hsbc Securities (Usa) Inc Tyson VA 12/2011 Present
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.  1.The name of the other business: Rotary Club of Dulles International Airport 2.Whether the business is investment-related: No 3.The address of the other business: No physical address. We meet weekly for breakfast at Hilton Dulles (13869 Park center Rd, Herndon, VA 20171) 4.The nature of the other business: Service organization (non-for-profit) 5.Your position: Member 6.Title/ Relationship with the other business: Member 7.The start date of your relationship: I have been a Rotary member from 08/09/2017. Mostly helping with Community service projects. 8.The approximate number of hours/month you devote to the other business: on average 2 hours/month 9.The number of hours you devote to the other business during securities trading hours: 0 hours/week 10.Briefly describe your duties relating to the other business: As a member of the Rotary Club of Dulles International Airport, I volunteer my time at various committees such as the Scholarship committee that selects candidates to award college scholarships to students at High Schools in Fairfax & Loudoun Counties, and to committees for fundraising efforts, such as the club's annual Golf Tournament and Wine Dinner events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
S63 Uniform Securities Agent State Law Examination 2010-01-26
  • S66 Uniform Combined State Law Examination
    2023-08-04
  • S63 Uniform Securities Agent State Law Examination
    2010-01-26
Other Names
  • Sonia Teresa Castillo-Smith
  • Sonia T. Castillo
  • Sonia T. Castillo-Smith
  • Sonia Castillo-Smith

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