Gordon Sun

Hsbc Securities (Usa) Inc.

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Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-12-23
MD	RA	APPROVED	2025-12-22

VA RA
APPROVED

Since 2025-12-23
MD RA
APPROVED

Since 2025-12-22

Branch Locations

1800 Tysons Bld. Suite 560, Tysons, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Rockville	MD	10/2015	12/2025
Merrill Lynch, Pierce, Fenner & Smith Inc	Rockville	MD	10/2015	12/2025
Hsbc Bank Usa, N.A.	Tyson	VA	12/2025	Present
Hsbc Securities (Usa) Inc	Tyson	VA	12/2025	Present

10/2015 → 12/2025

Bank Of America, N.A.

Rockville, MD
10/2015 → 12/2025

Merrill Lynch, Pierce, Fenner & Smith Inc

Rockville, MD
12/2025 → Present

Hsbc Bank Usa, N.A.

Tyson, VA
12/2025 → Present

Hsbc Securities (Usa) Inc

Tyson, VA

Previous Registrations

2015-11-12 → 2025-12-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rockville, MD

Bethesda, MD

Rockville, MD

Silver Spring, MD

Silver Spring, MD

Rockville, MD

Rockville, MD

Columbia, MD

Rockville, MD

North Bethesda, MD

Bethesda, MD

Silver Spring, MD
2013-06-17 → 2015-10-23

Hsbc Securities (Usa) Inc.

Rockville, MD

Potomac, MD

Bethesda, MD

Potomac, MD

Arlington, VA
2012-05-22 → 2013-06-03

Citigroup Global Markets Inc.

Boca Raton, FL

Rockville, MD
2011-11-18 → 2012-05-04

Pnc Wealth Management Llc

Washington, DC
2010-08-19 → 2011-10-24

Hsbc Securities (Usa) Inc.

Washington, DC

Potomac, MD

Rockville, MD
2008-03-14 → 2010-08-05

Truist Investment Services, Inc.

Greenbelt, MD
2007-10-08 → 2008-02-12

Msi Financial Services, Inc.

Elkridge, MD
2006-05-19 → 2007-06-18

Ameriprise Financial Services, Llc

Columbia, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-18

S66 Uniform Combined State Law Examination

2006-05-18

Other Names

Jyh-Cherng Sun
Gordon Jyh-Cherng Sun

View on SEC IAPD

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RED CELL MANAGEMENT, LLC · TYSONS, VA

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · McLean, VA

UBS FINANCIAL SERVICES INC. · McLean, VA

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · McLean, VA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · McLean, VA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Mc Lean, VA

SANCHEZ & ZURES, LLC · MCLEAN, VA

KAH CAPITAL MANAGEMENT, LLC · MCLEAN, VA

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