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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-05-06
VA RA APPROVED 1991-08-13
  • TX RA
    APPROVED_RES
    Since 2008-05-06
  • VA RA
    APPROVED
    Since 1991-08-13

Branch Locations

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

8045 Leesburg Pike, Tower Iii Fairfax Sq@Tyson'S Corner #700, Vienna, VA 22182 • United States

Fairfax, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paine Webber Inc. Mclean VA 08/1985 Present
#Ia Painewebber Incorporated Vienna VA 08/1986 Present
Ubs Financial Services Inc. Vienna VA 08/1986 Present
  • 08/1985 → Present
    Paine Webber Inc.
    Mclean, VA
  • 08/1986 → Present
    #Ia Painewebber Incorporated
    Vienna, VA
  • 08/1986 → Present
    Vienna, VA
Other Businesses

Jubilee Christian Center / 4650 Shirley Gate Road Fairfax,Virginia 22030 / Other/ Other CHRISTIAN CHURCH / EVANGELICAL ACTIVITES / Other / Member of Board of Deacons / Advise Pastor on various church issues / Start Date 3/19/2017/ CHRISTIAN CHURCH /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-07-22
S63 Uniform Securities Agent State Law Examination 1985-11-06
  • S65 Uniform Investment Adviser Law Examination
    1991-07-22
  • S63 Uniform Securities Agent State Law Examination
    1985-11-06
Other Names
  • Don Gillen

View on SEC IAPD

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