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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-05 |
| TX | RA | APPROVED_RES | 2020-04-15 |
| VA | RA | APPROVED | 2009-06-01 |
Branch Locations
1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Mclean | VA | 02/2006 | Present |
| Morgan Stanley Smith Barney | Mclean | VA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
Mojo Jukebox: 08/2015: 10 investors to create a new music application for mobile phones. Each investor would be an equal partner. We may meet once a month, or less, to discuss. Funds will go to develop and market the application. No real work on my part other than to contribute an initial investment. 2) "Bluewater Property Management", Rental Property, Yes, Sole Proprietor / Owner / Partner, 6807 Ocean Drive, Emerald Isle, NC 28594, 01/2016, During business hours: 0 After business hours 1, Owner of a Beach House. Keep and maintain the property. I purchased a beach house and have decided to rent it out to generate income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-07 |
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