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Sean William Hosty

Morgan Stanley

Mclean, VA

Sarasota, FL

CRD 3101800

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-05
TX RA APPROVED_RES 2020-04-15
VA RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2023-07-05
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Mclean VA 02/2006 Present
Morgan Stanley Smith Barney Mclean VA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2006 → Present
    Mclean, VA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Mclean, VA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2006-02-21 → 2009-06-01
    Mclean, VA
    Mclean, VA
    New York, NY
    Mclean, VA
  • 2000-02-16 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Mclean, VA
Other Businesses

Mojo Jukebox: 08/2015: 10 investors to create a new music application for mobile phones. Each investor would be an equal partner. We may meet once a month, or less, to discuss. Funds will go to develop and market the application. No real work on my part other than to contribute an initial investment. 2) "Bluewater Property Management", Rental Property, Yes, Sole Proprietor / Owner / Partner, 6807 Ocean Drive, Emerald Isle, NC 28594, 01/2016, During business hours: 0 After business hours 1, Owner of a Beach House. Keep and maintain the property. I purchased a beach house and have decided to rent it out to generate income.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-07
  • S66 Uniform Combined State Law Examination
    1998-10-07

View on SEC IAPD

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