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Kristen W Herard

Morgan Stanley

Mclean, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-11
VA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-01-11
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Mclean VA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Mclean, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-08
S63 Uniform Securities Agent State Law Examination 2005-08-29
  • S65 Uniform Investment Adviser Law Examination
    2007-05-08
  • S63 Uniform Securities Agent State Law Examination
    2005-08-29
Other Names
  • Kristen Travis Walters
  • Kristen Travis Herard

View on SEC IAPD

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