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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2024-09-13
DC RA APPROVED 2024-09-04
UT RA APPROVED 2024-08-22
LA RA APPROVED 2024-08-21
IA RA APPROVED 2024-08-20
MT RA APPROVED 2024-08-20
VI RA APPROVED 2024-08-20
DE RA APPROVED 2024-08-19
KS RA APPROVED 2024-08-19
ME RA APPROVED 2024-08-19
MN RA APPROVED 2024-08-19
NM RA APPROVED 2024-08-19
NC RA APPROVED 2024-08-19
ND RA APPROVED 2024-08-19
TX RA APPROVED_RES 2024-08-19
AL RA APPROVED 2024-08-16
AK RA APPROVED 2024-08-16
VA RA APPROVED 2022-06-25
MD RA APPROVED 2022-06-23
NY RA APPROVED 2021-07-08
NJ RA APPROVED 2010-02-19
  • PR RA
    APPROVED
    Since 2024-09-13
  • DC RA
    APPROVED
    Since 2024-09-04
  • UT RA
    APPROVED
    Since 2024-08-22
  • LA RA
    APPROVED
    Since 2024-08-21
  • IA RA
    APPROVED
    Since 2024-08-20
  • MT RA
    APPROVED
    Since 2024-08-20
  • VI RA
    APPROVED
    Since 2024-08-20
  • DE RA
    APPROVED
    Since 2024-08-19
  • KS RA
    APPROVED
    Since 2024-08-19
  • ME RA
    APPROVED
    Since 2024-08-19
  • MN RA
    APPROVED
    Since 2024-08-19
  • NM RA
    APPROVED
    Since 2024-08-19
  • NC RA
    APPROVED
    Since 2024-08-19
  • ND RA
    APPROVED
    Since 2024-08-19
  • TX RA
    APPROVED_RES
    Since 2024-08-19
  • AL RA
    APPROVED
    Since 2024-08-16
  • AK RA
    APPROVED
    Since 2024-08-16
  • VA RA
    APPROVED
    Since 2022-06-25
  • MD RA
    APPROVED
    Since 2022-06-23
  • NY RA
    APPROVED
    Since 2021-07-08
  • NJ RA
    APPROVED
    Since 2010-02-19

Branch Locations

1800 Tysons Bld. Suite 560, Tysons, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Washington DC 01/2011 Present
Hsbc Bank Usa N.A. Washington DC 08/2016 Present
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. Luxor Properties LLC Non investment related 4820 Christie Jane Ln, Fairfax VA 22030 Buying and renting residential real estate. Managing Member Managing Memeber 10/6/2021 1 Hour none Identify and purchase residential real estate properties to rent. Renting Swimming Pool on Swimply APP Non investment related 4820 Christie Jane Ln, Fairfax VA 22030 Swimming Pool Rental by the hour Owner Owner No relationship with other businesses 08/01/2023 1 Hour No conflict with business hours. Accept reservations made through the app. 1-Ascend Associates LLC 2- Non Investment related 3- 12444 Popes Head Rd, Clifton VA 20124 4-Buy , Sell, Rent residential properties 5- Managing Member 6- Managing Member 7- one third owner 8- 12/05/2023 9- 1 hour a year 10- No time spent on the business during securities trading hours 11- Buying a residential property and rent it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-18
S63 Uniform Securities Agent State Law Examination 2003-11-25
  • S65 Uniform Investment Adviser Law Examination
    2010-02-18
  • S63 Uniform Securities Agent State Law Examination
    2003-11-25
Other Names
  • John Henian

View on SEC IAPD

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