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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-07-18
MN RA APPROVED 2024-02-02
IL RA APPROVED 2023-07-17
ID RA APPROVED 2023-01-09
IN RA APPROVED 2021-11-10
UT RA APPROVED 2021-10-12
WI RA APPROVED 2021-08-19
PA RA APPROVED 2021-06-30
MA RA APPROVED 2021-06-29
OK RA APPROVED 2021-06-25
AZ RA APPROVED 2021-05-05
DC RA APPROVED 2021-05-05
ME RA APPROVED 2021-04-27
DE RA APPROVED 2021-04-26
GA RA APPROVED 2021-04-26
MT RA APPROVED 2021-04-26
NC RA APPROVED 2021-04-26
ND RA APPROVED 2021-04-26
OR RA APPROVED 2021-04-26
TX RA APPROVED_RES 2021-04-23
MD RA APPROVED 2018-08-29
  • AL RA
    APPROVED
    Since 2024-07-18
  • MN RA
    APPROVED
    Since 2024-02-02
  • IL RA
    APPROVED
    Since 2023-07-17
  • ID RA
    APPROVED
    Since 2023-01-09
  • IN RA
    APPROVED
    Since 2021-11-10
  • UT RA
    APPROVED
    Since 2021-10-12
  • WI RA
    APPROVED
    Since 2021-08-19
  • PA RA
    APPROVED
    Since 2021-06-30
  • MA RA
    APPROVED
    Since 2021-06-29
  • OK RA
    APPROVED
    Since 2021-06-25
  • AZ RA
    APPROVED
    Since 2021-05-05
  • DC RA
    APPROVED
    Since 2021-05-05
  • ME RA
    APPROVED
    Since 2021-04-27
  • DE RA
    APPROVED
    Since 2021-04-26
  • GA RA
    APPROVED
    Since 2021-04-26
  • MT RA
    APPROVED
    Since 2021-04-26
  • NC RA
    APPROVED
    Since 2021-04-26
  • ND RA
    APPROVED
    Since 2021-04-26
  • OR RA
    APPROVED
    Since 2021-04-26
  • TX RA
    APPROVED_RES
    Since 2021-04-23
  • MD RA
    APPROVED
    Since 2018-08-29

Branch Locations

Gaithersburg, MD • United States

1800 Tysons Bld. Suite 560, Tysons, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Washington DC 12/2015 09/2016
Hsbc Securities (Usa) Inc. Washington DC 12/2015 09/2016
Hsbc Securities (Usa) Inc. Rockville MD 10/2020 04/2021
Hsbc Bank Usa National Association Rockville MD 10/2020 04/2021
Homemaking Potomac MD 09/2016 01/2017
Hsbc Securities (Usa) Inc. Rockville MD 04/2021 Present
Hsbc Bank Usa National Association Rockville MD 04/2021 Present
Hsbc Bank Usa National Association Rockville MD 01/2017 10/2020
Hsbc Securities (Usa) Inc. Rockville MD 01/2017 10/2020
  • 12/2015 → 09/2016
    Hsbc Bank Usa, N.A.
    Washington, DC
  • 12/2015 → 09/2016
    Washington, DC
  • 10/2020 → 04/2021
    Rockville, MD
  • 10/2020 → 04/2021
    Hsbc Bank Usa National Association
    Rockville, MD
  • 09/2016 → 01/2017
    Homemaking
    Potomac, MD
  • 04/2021 → Present
    Rockville, MD
  • 04/2021 → Present
    Hsbc Bank Usa National Association
    Rockville, MD
  • 01/2017 → 10/2020
    Hsbc Bank Usa National Association
    Rockville, MD
  • 01/2017 → 10/2020
    Rockville, MD
Other Businesses

1.Condo that I own in Los Angeles, CA 2.No 3.1731 Barry Ave Apt 202 Los Angeles, CA 9002 4.Rental property 5.Owner 6.Owner 7.Owner 8.Purchased in 2008 9.0 hours 10.0 hours 11.Owner Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-29
S63 Uniform Securities Agent State Law Examination 2015-11-19
  • S66 Uniform Combined State Law Examination
    2018-08-29
  • S63 Uniform Securities Agent State Law Examination
    2015-11-19

View on SEC IAPD

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