Yuhua Tiao

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 09/2023
  Hsbc Securities (Usa) Inc.
  Depew, NY
• 01/2000 → Present
  Hsbc Bank Usa, N.A.
  Washington, DC
• 05/2025 → Present
  Hsbc Securities (Usa) Inc
  Washington, DC

Previous Registrations

• 2021-04-08 → 2023-10-23
  Hsbc Securities (Usa) Inc.
  Buffalo, NY
  Buffalo, NY
  Depew, NY
  Long Island City, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
  Elmhurst, NY
  Buffalo, NY

Other Businesses

MOUNTAIN CREST LODGE YES 90 HIGH ROAD CREST OAKLAND, MD 21561 RENTAL PROPERTY PART OWNER PART OWNER 5/2023 0 0 NONE, ITS MANAGED BY TAYLOR-MADE DEEP CREEK VACATIONS, A REAL ESTATE & PROPERTY MANAGEMENT COMPANY

Exams

• S66 Uniform Combined State Law Examination
  2021-04-06
• S63 Uniform Securities Agent State Law Examination
  2008-10-21

Other Names

• Julie Tiao
• Yuhua Shao Tiao