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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-06-20
VA RA APPROVED 2025-06-09
  • DC RA
    APPROVED
    Since 2025-06-20
  • VA RA
    APPROVED
    Since 2025-06-09

Branch Locations

1800 Tysons Bld. Suite 560, Tysons, VA 22102 • United States

802 7Th Street Nw, Washington Dc, DC 20001 • United States

Columbia, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Depew NY 07/2015 09/2023
Hsbc Bank Usa, N.A. Washington DC 01/2000 Present
Hsbc Securities (Usa) Inc Washington DC 05/2025 Present
Previous Registrations
  • 2021-04-08 → 2023-10-23
    Buffalo, NY
    Buffalo, NY
    Depew, NY
    Long Island City, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Elmhurst, NY
    Buffalo, NY
Other Businesses

MOUNTAIN CREST LODGE YES 90 HIGH ROAD CREST OAKLAND, MD 21561 RENTAL PROPERTY PART OWNER PART OWNER 5/2023 0 0 NONE, ITS MANAGED BY TAYLOR-MADE DEEP CREEK VACATIONS, A REAL ESTATE & PROPERTY MANAGEMENT COMPANY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-06
S63 Uniform Securities Agent State Law Examination 2008-10-21
  • S66 Uniform Combined State Law Examination
    2021-04-06
  • S63 Uniform Securities Agent State Law Examination
    2008-10-21
Other Names
  • Julie Tiao
  • Yuhua Shao Tiao

View on SEC IAPD

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