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Swathi P Reddy

Hsbc Securities (Usa) Inc.

Tysons, VA

CRD 7570509

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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-30
DC RA APPROVED 2024-10-04
DE RA APPROVED 2024-09-18
MD RA APPROVED 2024-09-18
TX RA APPROVED 2024-09-18
VA RA APPROVED 2023-10-23
  • NC RA
    APPROVED
    Since 2025-10-30
  • DC RA
    APPROVED
    Since 2024-10-04
  • DE RA
    APPROVED
    Since 2024-09-18
  • MD RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED
    Since 2024-09-18
  • VA RA
    APPROVED
    Since 2023-10-23

Branch Locations

1800 Tysons Bld. Suite 560, Tysons, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Mclean VA 06/2022 Present
Hsbc Bank Usa, N.A. Mclean VA 05/2022 Present
Hsbc Bank Australia Adelaide 06/2014 10/2021
Studying Ashburn VA 11/2021 04/2022
  • 06/2022 → Present
    Hsbc Securities (Usa) Inc.
    Mclean, VA
  • 05/2022 → Present
    Hsbc Bank Usa, N.A.
    Mclean, VA
  • 06/2014 → 10/2021
    Hsbc Bank Australia
    Adelaide
  • 11/2021 → 04/2022
    Studying
    Ashburn, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-23
S63 Uniform Securities Agent State Law Examination 2022-01-12
  • S66 Uniform Combined State Law Examination
    2023-10-23
  • S63 Uniform Securities Agent State Law Examination
    2022-01-12

View on SEC IAPD

Nearby Firms

RED CELL MANAGEMENT, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
UBS FINANCIAL SERVICES INC.

Nearby Investors

VANESSA MARIE ALONZO
GORDON SUN
RICHARD DEAN SHU

Nearby Offices

RED CELL MANAGEMENT, LLC · TYSONS, VA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · McLean, VA
UBS FINANCIAL SERVICES INC. · McLean, VA

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