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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Plum St Ste 301, Syracuse, NY 13204 • United States
100 College Parkway Suite 200, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities, Inc. | Cheektowaga | NY | 05/2016 | 06/2021 |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | 10/2021 |
| Wells Fargo Clearing Services, Llc. | Buffalo | NY | 09/2021 | 07/2023 |
| Gpk Boys | Tonawanda | NY | 06/2021 | 11/2022 |
| J.P. Morgan Securities Llc | Depew | NY | 07/2023 | 07/2023 |
| Jpmorgan Chase Bank, N.A. | Depew | NY | 07/2023 | 07/2023 |
| Wells Fargo Bank Na | Buffao | NY | 09/2021 | 07/2023 |
| M & T Bank Corporation | Cheektowaga | NY | 05/2016 | 10/2021 |
| M&T Securities | Cheektowaga | NY | 05/2016 | 10/2021 |
| The Prudential Insurance Company Of America | Williamsville | NY | 07/2023 | Present |
| Pruco Securities Llc | Wiliamsville | NY | 07/2023 | 11/2024 |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-10 |
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