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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-26 |
Branch Locations
100 7Th Avenue Suite 100B, Brooklyn, NY 11215-1306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Brooklyn | NY | 09/2009 | 09/2018 |
| Td Ameritrade, Inc. | Brooklyn | NY | 02/2018 | 06/2024 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Brooklyn | NY | 12/2022 | Present |
| Charles Schwab Bank | Brookyln | NY | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-17 |
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