Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2018-04-02 |
| CA | RA | APPROVED | 2018-02-14 |
| CO | RA | APPROVED | 2018-02-14 |
| CT | RA | APPROVED | 2018-02-14 |
| MD | RA | APPROVED | 2018-02-14 |
| MA | RA | APPROVED | 2018-02-14 |
| MS | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-02-14 |
| SC | RA | APPROVED | 2018-02-14 |
| VA | RA | APPROVED | 2018-02-14 |
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation, Inc. | Tampa | FL | 04/2016 | 02/2018 |
| Community Investment Serviices | Syracuse | NY | 04/2016 | Present |
| Lpl Financial Llc | Syracuse | NY | 02/2018 | Present |
1. 02/14/2018 - Community Bank N.A. - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Financial Consultant - Start Date 2015. 2. 02/14/2018 - Community Investment Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2015. 3. 4/18/2018 - OneGroup Retirement Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/11/2018 - 160 Hours Per Month During Securities Trading. 4. 2/4/2020 - Community Investment Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/01/2018 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-22 |
Reach out to this advisor