James David Vavonese

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

125 E Jefferson St Suite 800, Syracuse, NY 13202-2566 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massmutual Financial Group	Syracuse	NY	06/2009	Present
Mml Investors Services Inc	Syracuse	NY	06/2009	Present

06/2009 → Present

Massmutual Financial Group

Syracuse, NY
06/2009 → Present

Mml Investors Services Inc

Syracuse, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-01-08

S63 Uniform Securities Agent State Law Examination

2008-01-08

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Exams

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