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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-08 |
| NY | RA | APPROVED | 2025-09-03 |
Branch Locations
2001 Rockaway Plwy, Brooklyn, NY 11236 • United States
781 Eastern Pkwy, Brooklyn, NY 11213 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2014 | 01/2021 |
| Bank Of America, N.A. | New York | NY | 11/2014 | 01/2021 |
| The Prudential Insurance Company Of America | Brooklyn | NY | 01/2021 | 04/2022 |
| Prudential Investment Management Services Llc | Brooklyn | NY | 02/2021 | 04/2022 |
| Gwfs Equities, Inc. | Congers | NY | 04/2022 | 07/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brooklyn | NY | 07/2025 | Present |
| Empower | Brooklyn | NY | 04/2022 | 07/2025 |
| Bank Of America, N.A. | Brooklyn | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-14 |
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