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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED | 2014-09-30 |
| CT | RA | APPROVED | 2013-11-25 |
Branch Locations
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Garden City | NY | 11/2013 | Present |
1. Gaffney Family LLC; 47 Littleworth Ln, Sea Cliff, NY 11579; Public Secuirity Investments; Owner; Manager; 03/10/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-11 |
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