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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-12-07 |
| CT | RA | APPROVED | 2010-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairfield | CT | 09/2007 | Present |
| Bank Of America, N.A | Fairfield | CT | 05/2013 | Present |
I*936255, Name of OBA:Rental Property 1 Address:Milford, CT Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:8/15/2022 No Hours: 5 Yearly No Hours during trading: 0 Duties:I*1947285 , Entity Type:Entity For Profit , Name of OBA: 97 S Z, LLC Address: Bethpage, NY 11714 Investment Related: No Position, Title, Association:Owner Employee Start Date: 8/5/2024 No Hours: 1 hr yearly No Hours during trading: Duties:Liability protection for jointly held real-estateI*1947287, Entity Type:Entity For Profit, Name of OBA:Upstate- 406, LLC Address:Bethpage, NY 11714 Investment Related: No Position, Title, Association:Owner Employee Start Date:8/5/2024 No Hours:1 hr yearly No Hours during trading: Duties:Nothing at this time I*3610273 Entity Type: N/A Name of OBA: Great Hill Fish & Game Club, Inc. Address: Ansonia, Connecticut Investment Related: No Position, Title, Association: Officer Employee Start Date: 02/03/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: Fishing Club Replace acting President who is having Medical issues. Mostly Admin responsibilities to coordinate meetings a few times a year for 15 members. There is a VP, Treasurer, Fishing Chair and the hunting part has been sunset due to lack of connection with the state. It historically involved stocking pheasant for the state of CT. There is an aging group of members, I'm the only hope to bring in the next gen and keep a fishing hole alive for the remainder of the retired group until the member who owns and insures the pond passes on.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-15 |
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