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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-12-07
CT RA APPROVED 2010-11-17
  • TX RA
    APPROVED
    Since 2010-12-07
  • CT RA
    APPROVED
    Since 2010-11-17

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 09/2007 Present
Bank Of America, N.A Fairfield CT 05/2013 Present
Other Businesses

I*936255, Name of OBA:Rental Property 1 Address:Milford, CT Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:8/15/2022 No Hours: 5 Yearly No Hours during trading: 0 Duties:I*1947285 , Entity Type:Entity For Profit , Name of OBA: 97 S Z, LLC Address: Bethpage, NY 11714 Investment Related: No Position, Title, Association:Owner Employee Start Date: 8/5/2024 No Hours: 1 hr yearly No Hours during trading: Duties:Liability protection for jointly held real-estateI*1947287, Entity Type:Entity For Profit, Name of OBA:Upstate- 406, LLC Address:Bethpage, NY 11714 Investment Related: No Position, Title, Association:Owner Employee Start Date:8/5/2024 No Hours:1 hr yearly No Hours during trading: Duties:Nothing at this time I*3610273 Entity Type: N/A Name of OBA: Great Hill Fish & Game Club, Inc. Address: Ansonia, Connecticut Investment Related: No Position, Title, Association: Officer Employee Start Date: 02/03/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: Fishing Club Replace acting President who is having Medical issues. Mostly Admin responsibilities to coordinate meetings a few times a year for 15 members. There is a VP, Treasurer, Fishing Chair and the hunting part has been sunset due to lack of connection with the state. It historically involved stocking pheasant for the state of CT. There is an aging group of members, I'm the only hope to bring in the next gen and keep a fishing hole alive for the remainder of the retired group until the member who owns and insures the pond passes on.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-15
  • S66 Uniform Combined State Law Examination
    2010-11-15
Other Names
  • Adam Stevko
  • Adam Christopher Stevko

View on SEC IAPD

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