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Shaila Nicole Maloney

Tiaa-Cref Individual & Institutional Services, LLC

Plainfield, IL

Wheaton, IL

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-15
  • IL RA
    APPROVED
    Since 2024-05-15

Branch Locations

Plainfield, IL • United States

55 East Loop Road Suite 101, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 04/2007 10/2019
Bank Of America, N.A. Northbrook IL 04/2007 10/2019
Cuna Brokerage Services, Inc. Waverly IA 10/2019 06/2022
Cuna Mutual Group Waverly IA 10/2019 06/2022
Nuveen Securities, Llc Chicago IL 05/2022 05/2024
Nuveen Asset Management, Llc Chicago IL 05/2022 05/2024
Tiaa Wheaton IL 05/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Wheaton IL 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-31
  • S66 Uniform Combined State Law Examination
    2007-10-31
Other Names
  • Shaila Nicole Maloney
  • Shaila N Maloney
  • Shaila Maloney Sweders
  • Shaila Maloney

View on SEC IAPD

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Other Offices

LPL ENTERPRISE, LLC · PLAINFIELD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PLAINFIELD, IL
CETERA INVESTMENT ADVISERS LLC · PLAINFIELD, IL
OSAIC WEALTH, INC. · PLAINFIELD, IL
EDWARD JONES · PLAINFIELD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · PLAINFIELD, IL
EDWARD JONES · PLAINFIELD, IL
J.P. MORGAN SECURITIES LLC · PLAINFIELD, IL

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