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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-05 |
| CA | RA | APPROVED | 2019-01-31 |
| IL | RA | APPROVED | 2011-02-09 |
Branch Locations
15028 S Des Plaines St, Plainfield, IL 60544 • United States
Naperville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Chicago | IL | 02/2011 | Present |
DESPLAINES ST LLC; INV RELATED; PLAINFIELD, IL; OFFICE SPACE; 100% OWNERSHIP; START 4/30/2015; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER. LBL FINANCIAL SERVICES, LLC, INVT RELATED, PLAINFIELD, IL, 100% OWNERSHIP, START DATE 1/1/2011, 140 HRS PER MONTH, 35 HRS DURING TRADING, FINET PRACTICE. STOCKTON WEALTH MANAGEMENT, LLC, INVT RELATED, PLAINFIELD, IL, 100% OWNERSHIP, START DATE 3/1/2021, 20 HRS PER MONTH, 6 HRS DURING TRADING, FINET PRACTICE. MUTUAL OF OMAHA & JOHN HANCOCK LONG TERM CARE INSURANCE; INV. RELATED; PLAINFIELD, IL; TRAIL COMMISSIONS FROM FATHER'S ESTATE; START DATE 12/2021; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-28 |
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