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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-04
  • IL RA
    APPROVED
    Since 2024-10-04

Branch Locations

24110 W. Lockport Street, Plainfield, IL 60544 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 11/2023 Present
Klover & Co Plainfield IL 01/2016 Present
Channahon Park District Channahon IL 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2024 Present
  • 11/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2016 → Present
    Klover & Co
    Plainfield, IL
  • 01/2013 → Present
    Channahon Park District
    Channahon, IL
  • 10/2024 → Present
    Schaumburg, IL
Other Businesses

1. KLOVER & CO., CPAS PC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, STAFF ACCOUNTANT, TAX RETURN PREPARATION, BOOKKEEPING SERVICES, 40H/WEEK, 01/2016.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-30
S63 Uniform Securities Agent State Law Examination 2024-06-06
  • S65 Uniform Investment Adviser Law Examination
    2024-09-30
  • S63 Uniform Securities Agent State Law Examination
    2024-06-06

View on SEC IAPD

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