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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
24044 W. Lockport Street, Plainfield, IL 60544 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Naperville | IL | 03/2007 | 11/2024 |
| Prudential Insurance Company Of America | Naperville | IL | 03/2007 | Present |
| Lpl Enterprise, Llc | Plainfield | IL | 11/2024 | Present |
1) 10/11/2024- Heart of a Veteran- Non-Profit Board Member- Attend board meetings, assist with fund raising efforts,- Not INV Related- Start date 03/16/2018- 3 HRS MTH- 1 HRS During Trading 2) 01/09/2025- Prudential Advisors- Non-Variable Insurance- This OBA is for the sales of proprietary and non-proprietary fixed life insurance product.- Inv. Related - At Plainfield, IL. - Start Date 11/18/2024- 20hrs/mnth- 20hrs during trading 3) 03/07/2025-Property and Casualty-Inv Related-At Plainfield, IL-Start date 11/18/2024-2hrs/mth-2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-31 |
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