Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-03 |
| WI | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Plainfield | IL | 08/2009 | 11/2023 |
| Osaic Wealth, Inc. | Plainfield | IL | 11/2023 | Present |
1. OSAIC WEALTH, INC. CORPORATE RIA -INVESTMENT RELATED, 24201 W. Main Street, Plainfield, IL 60544, INVESTMENT ADVISOR, START DATE: 2002, 10 HRS. PER MONTH, 10 HRS. DURING ST HOURS, INVESTMENT ADVISORY SERVICES 2. W FINANCIAL SERVICES, INC. POSITION: President NATURE: S CorpInsurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2016 ADDRESS: 24201 W. Main Street, Plainfield IL 60544, United States DESCRIPTION: W Financial offers property and casualty insurance. Don Wachal and Frankie LaPorta, employees of W Financial Services, will market P&C to our existing insurance clients and well as new prospects. As an owner of W Financial Services, I am entitled to a portion of the profits from this. I supervise the office and staff.Don Wachal and Frankie LaPorta have their own business cards and email. They do not have access to securities clients accounts or files. They do not open mail or handle checks or money for W Financial Services or for securities clients. 3. DON AND JESSICA WACHAL POSITION: Owner - NATURE: Other - My husband and I own three rental properties. A single-family home, a condo and a commercial building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 26727 Lindengate Circle, Plainfield, IL 60585, Plainfield IL 60585 DESCRIPTION: My husband, Don, handles the management of the rental properties. 4. PATHWAYS FINANCIAL GROUP LLC POSITION: Other - participant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 5659 W Michigan Ave, Kalamazoo MI 49009 DESCRIPTION: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-17 |
Reach out to this advisor