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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-03
WI RA APPROVED 2023-11-03
  • IL RA
    APPROVED
    Since 2023-11-03
  • WI RA
    APPROVED
    Since 2023-11-03

Branch Locations

24201 W. Main Street, Plainfield, IL 60544 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Plainfield IL 08/2009 11/2023
Osaic Wealth, Inc. Plainfield IL 11/2023 Present
  • 08/2009 → 11/2023
    Fsc Securities Corporation
    Plainfield, IL
  • 11/2023 → Present
    Plainfield, IL
Previous Registrations
  • 2009-10-12 → 2023-11-03
    Fsc Securities Corporation
    Oak Brook, IL
    Plainfield, IL
    Oak Brook, IL
    Kalamazoo, MI
  • 2003-08-01 → 2009-08-24
    Waterstone Financial Group, Inc.
    Villa Park, IL
    Oak Park, IL
  • 2003-02-06 → 2003-09-03
    Re-Direct Securities Corp
    Oak Park, IL
Other Businesses

1. OSAIC WEALTH, INC. CORPORATE RIA -INVESTMENT RELATED, 24201 W. Main Street, Plainfield, IL 60544, INVESTMENT ADVISOR, START DATE: 2002, 10 HRS. PER MONTH, 10 HRS. DURING ST HOURS, INVESTMENT ADVISORY SERVICES 2. W FINANCIAL SERVICES, INC. POSITION: President NATURE: S CorpInsurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2016 ADDRESS: 24201 W. Main Street, Plainfield IL 60544, United States DESCRIPTION: W Financial offers property and casualty insurance. Don Wachal and Frankie LaPorta, employees of W Financial Services, will market P&C to our existing insurance clients and well as new prospects. As an owner of W Financial Services, I am entitled to a portion of the profits from this. I supervise the office and staff.Don Wachal and Frankie LaPorta have their own business cards and email. They do not have access to securities clients accounts or files. They do not open mail or handle checks or money for W Financial Services or for securities clients. 3. DON AND JESSICA WACHAL POSITION: Owner - NATURE: Other - My husband and I own three rental properties. A single-family home, a condo and a commercial building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 26727 Lindengate Circle, Plainfield, IL 60585, Plainfield IL 60585 DESCRIPTION: My husband, Don, handles the management of the rental properties. 4. PATHWAYS FINANCIAL GROUP LLC POSITION: Other - participant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 5659 W Michigan Ave, Kalamazoo MI 49009 DESCRIPTION: None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-17
  • S66 Uniform Combined State Law Examination
    2001-10-17
Other Names
  • Jessica W. Wachal
  • Jessica J Wanek-Wachal

View on SEC IAPD

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