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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-01 |
| IL | RA | APPROVED | 1998-02-06 |
Branch Locations
24402 W Lockport St Ste 221, Plainfield, IL 60544-4268 • United States
8052 Monticello Ave Ste 205F, Skokie, IL 60076 • United States
Plainfield, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ellis & Associates | Houston | TX | 02/1990 | Present |
| Ameriprise Financial Services, Inc. | Plainfield | IL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Plainfield | IL | 03/2020 | Present |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Outside Employment; Football Official; Independent Contractor sports official -; Sports Official; 25305 Gettysburg RDPlainfield, IL 60544, ,; ; ; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-26 |
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