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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-12-09
  • IL RA
    APPROVED
    Since 2022-12-09

Branch Locations

24402 W Lockport St Ste 221, Plainfield, IL 60544-4268 • United States

Wauconda, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Plainfield IL 03/2022 Present
Central States Funds Chicago IL 10/2013 03/2022
Other Businesses

Other Business Activities; Volleyball Referee; I participate in outdoor, sand volleyball leagues; and I was asked if I would be able to assist with refereeing for league games where I'm not playing. In general, it would be for a couple of hours on an every other week basis.; 1200 N Old Rand Rd, , Wauconda, IL, 60084; Not Investment-Related; 08/10/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-09
  • S66 Uniform Combined State Law Examination
    2022-12-09

View on SEC IAPD

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