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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
NY RA APPROVED 2023-08-03
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • NY RA
    APPROVED
    Since 2023-08-03

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Uniondale NY 03/2010 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 07/2023 Present
Bank Of America N.A. Garden City NY 09/2023 Present
Previous Registrations
Other Businesses

I*2606261, Entity Type: , Name of OBA: E B-E, Address: Merrick, New York, 11566, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 07/09/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-01
S63 Uniform Securities Agent State Law Examination 2008-06-25
  • S66 Uniform Combined State Law Examination
    2014-05-01
  • S63 Uniform Securities Agent State Law Examination
    2008-06-25
Other Names
  • Rich Matthew Eisman
  • Rich Eisman
  • Richard Matthew Eisman

View on SEC IAPD

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