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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-23
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

490 Fulton St, Brooklyn, NY 11201 • United States

225 Havemeyer Street, Brooklyn, NY 11211 • United States

277 Park Ave, Floor 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Jpmorgan Chase Bank, N.A New York NY 01/2018 Present
Previous Registrations
  • 2011-07-20 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
  • 2009-05-02 → 2009-07-21
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
  • 2008-12-23 → 2009-05-02
    Wamu Investments, Inc.
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-22
  • S66 Uniform Combined State Law Examination
    2008-12-22

View on SEC IAPD

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