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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-08 |
| VA | RA | APPROVED | 2018-03-09 |
Branch Locations
1750 Tysons Blvd Suite 1140, Tysons, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade, Inc | Reston | VA | 04/2013 | 11/2016 |
| Amerivest Investment Management, Llc | Reston | VA | 04/2013 | 11/2016 |
| Tiaa | Fairfax | VA | 11/2016 | 05/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Fairfax | VA | 11/2016 | 05/2017 |
| Scottrade, Inc. | Centreville | VA | 05/2017 | 03/2018 |
| Financial Engines Advisors L.L.C. | Vienna | VA | 03/2018 | Present |
1) 10/16/2017-The Purposeful Unconditional Service to Others Foundation6260 Edsall Rd Alexandria VA 22312-Small Non profit-Director- help oversee the organization's activities -meet periodically to vote on the affair's of the organization -help with fundraising events for the non profit
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-14 |
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