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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-03
CT RA APPROVED 2011-12-15
  • TX RA
    APPROVED
    Since 2012-01-03
  • CT RA
    APPROVED
    Since 2011-12-15

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 11/2011 Present
Previous Registrations
Other Businesses

I*: 339186 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME: MARY KAY COSMETICS CONSULTANT INVESTMENT RELATED: NO ADDRESS: NAUGATUCK, CONNECTICUT 06770 POSITION, TITLE, ASSOCIATION: INDEPENDENT CONSULTAN START DATE OF RELATIONSHIP: 2/28/2012 NUMBER OF HOURS DEVOTED: 20 HRS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALE OF SKIN CARE PRODUCTS AS AN INDEPENDENT CONSULTANT I*: 413838 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME: CROCHET BY MELODY INVESTMENT RELATED: NO ADDRESS: NAUGATUCK, CONNECTICUT 6770 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/17/2014 NUMBER OF HOURS DEVOTED: 40 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELLING OF CROCHET ITEMS. I*: 375610 Entity Type: For-Profit Organization Name: The Creative Melody Investment related: No Address of business: Ansonia, Connecticut 06401 Position, title, association: Family Held Start date of relationship: 10/10/2019 Number of hours devoted: 100 hrs Annually Number of hours devoted during trading hours: 0 Duties: Personal Organizer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-21
  • S66 Uniform Combined State Law Examination
    2010-10-21
Other Names
  • Melody D Mills
  • Melody Denise Mills

View on SEC IAPD

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