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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-01-03 |
| CT | RA | APPROVED | 2011-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 11/2011 | Present |
I*: 339186 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME: MARY KAY COSMETICS CONSULTANT INVESTMENT RELATED: NO ADDRESS: NAUGATUCK, CONNECTICUT 06770 POSITION, TITLE, ASSOCIATION: INDEPENDENT CONSULTAN START DATE OF RELATIONSHIP: 2/28/2012 NUMBER OF HOURS DEVOTED: 20 HRS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALE OF SKIN CARE PRODUCTS AS AN INDEPENDENT CONSULTANT I*: 413838 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME: CROCHET BY MELODY INVESTMENT RELATED: NO ADDRESS: NAUGATUCK, CONNECTICUT 6770 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/17/2014 NUMBER OF HOURS DEVOTED: 40 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELLING OF CROCHET ITEMS. I*: 375610 Entity Type: For-Profit Organization Name: The Creative Melody Investment related: No Address of business: Ansonia, Connecticut 06401 Position, title, association: Family Held Start date of relationship: 10/10/2019 Number of hours devoted: 100 hrs Annually Number of hours devoted during trading hours: 0 Duties: Personal Organizer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-21 |
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