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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-06-01
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

2990 Bethesda Pl Ste 601A, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Lewisville NC 05/2009 Present
Principal Securities Inc Winston Salem NC 03/2016 Present
  • 05/2009 → Present
    Principal Life Insurance Company
    Lewisville, NC
  • 03/2016 → Present
    Winston Salem, NC
Previous Registrations
Other Businesses

***RENTAL PROPERTY, OWN A RENTAL PROPERTY IN NC,10/10. ***FIXED INSURANCE; FIXED LIFE, FIXED ANNUITIES, DI AND LTC; 06/22/2016. DAVID RATCLIFFE POSITION: Playwright NATURE: Compensation from playwriting INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2023 ADDRESS: 927 RIDGE GATE DR, LEWISVILLE NC 27023-8690, United States DESCRIPTION: As a hobby I have written plays. One has been produced (for which there was no compensation) but it is being produced by another theater company and compensation will be involved. Additionally I have participated in some contests that have compensation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-13
  • S66 Uniform Combined State Law Examination
    2006-11-13
Other Names
  • David Ratcliffe

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