William Smoltino

Current Employers

Employment History

• 04/2009 → Present
  Narrows Insurance Agency - Acrisure
  Brooklyn, NY
• 06/2011 → 05/2017
  Foresters Equity Services, Inc
  Brooklyn, NY
• 05/2017 → 10/2022
  Vanderbilt Securities, Llc
  Woodbury, NY
• 11/2022 → 03/2025
  Royal Alliance Associates, Inc.
  Islandia, NY
• 01/2020 → Present
  Hbtj Holdings
  Staten Island, NY
• 03/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2026 → Present
  Eastcourt Partners Insurance Brokerage Inc.
  Brooklyn, NY

Previous Registrations

• 2024-03-19 → 2025-03-20
  Osaic Wealth, Inc.
  Islandia, NY

Other Businesses

1. NAME OF OTHER BUSINESS: SUMMIT FINANCIAL NETWORKS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 03/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISING; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: BAY RIDGE PROMENADE CONDOMINIUM INVESTMENT RELATED: NO ADDRESS: BROOKLYN, NY NATURE OF BUSINESS: BOARD MEMBER HOA START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: VOTING ON GENERAL DECISIONS RELATED TO MY CONDO BUILDING; 4. NAME OF OTHER BUSINESS: HBTJ HOLDINGS INVESTMENT RELATED: NO ADDRESS: STATEN ISLAND, NY NATURE OF BUSINESS: RESTAURANT FOOD SERVICE START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: PARTNER / INVESTOR APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I INVESTED FUNDS IN A RESTAURANT HOLDING COMPANY FOR THE HO BRAH RESTAURANT GROUP'S LOCATIONS. I HAVE NO DUTIES BEYOND THE INITIAL INVESTMENT BESIDES SOME OCCASIONAL IDEAS ON THE BUSINESS; 5. NAME OF OTHER BUSINESS: EASTCOURT PARTNERS INSURANCE BROKERAGE INC.; INVESTMENT RELATED: NO; ADDRESS: 415 86TH ST 2ND FL BROOKLYN, NY 11209; NATURE OF BUSINESS: INSURANCE AGENCY; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE; 6. NAME OF OTHER BUSINESS: 801 E 163RD LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: MEMBER/PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: OWNERSHIP OF RENTAL REAL ESTATE PROPERTY; 7. NAME OF OTHER BUSINESS: 799 E 163RD LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: MEMBER/PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: OWNERSHIP OF RENTAL REAL ESTATE PROPERTY; 8. NAME OF OTHER BUSINESS: 56 LANDER STREET LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: MEMBER/PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: OWNERSHIP OF RENTAL REAL ESTATE PROPERTY; 9. NAME OF OTHER BUSINESS: 54 LANDER STREET LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: MEMBER/PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: OWNERSHIP OF RENTAL REAL ESTATE PROPERTY; 10. NAME OF OTHER BUSINESS: 275 GRAND ST NB LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: MEMBER/PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: OWNERSHIP OF RENTAL REAL ESTATE PROPERTY;

Exams

• S66 Uniform Combined State Law Examination
  2024-03-18
• S63 Uniform Securities Agent State Law Examination
  2004-08-10