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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2014-10-02
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2014-10-02

Branch Locations

506 Kings Hwy, Brooklyn, NY 11223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Brooklyn NY 09/2014 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 09/2014 Present
384 Locust St Llc South Hempstead NY 09/2025 Present
  • 09/2014 → Present
    Jpmorgan Securities Llc
    Brooklyn, NY
  • 09/2014 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 09/2025 → Present
    384 Locust St Llc
    South Hempstead, NY
Previous Registrations
  • 2012-04-26 → 2014-10-07
    Bronx, NY
    Bronx, NY
  • 2011-03-24 → 2012-01-06
    New York, NY
  • 2009-03-25 → 2011-03-15
    Chase Investment Services Corp.
    New York, NY
    New York, NY
Other Businesses

Entity Name: 384 Locust St LLC Investment related: No Address: South Hempstead, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be a silent partner of the property collecting rent Entity Name: SEPHARDIC MULTI SERVICES SENIOR CITIZENS CENTER, INC Investment related: Y Address: 485 KINGS HIGHWAY, BROOKLYN, NY 11223 Nature of the other business: Educational Position/Title/Relationship: Support Help Start Date: 05/13/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: DUTIES INCLUDE BUT NOT LIMITED TO REPRESENTING THE CENTER ON A PRO BONO STATUS,SUPPORT EXECUTIVE DIRECTOR IN THE MISSION-TO PROVIDE SOCIALIZATION AND EDUCATIONAL PROGRAMS TO THE SENIORS OF THE COMMUNITY,ED RUNSDAY2DAY OPERATIONS,RUN 1/4LY MEETING-TAKE INTO ACCOUNT THE FINANCIALS& RVW REV/EXP HEALTH- ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2011 ADDRESS: 617 BRONX, NY. DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-27
S63 Uniform Securities Agent State Law Examination 2004-03-26
  • S65 Uniform Investment Adviser Law Examination
    2009-01-27
  • S63 Uniform Securities Agent State Law Examination
    2004-03-26

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