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Stefanie Rebecca Pruden

Robert W. Baird & Co. Incorporated

Davidson, NC

Charlotte, NC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-05-20
TX RA APPROVED 2014-05-20
  • NC RA
    APPROVED
    Since 2014-05-20
  • TX RA
    APPROVED
    Since 2014-05-20

Branch Locations

130 Harbour Place, Suite 350, Davidson, NC 28036 • United States

4350 Congress St Suite 400, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Lake Norman NC 05/2014 Present
  • 05/2014 → Present
    Robert W. Baird & Co.
    Lake Norman, NC
Previous Registrations
  • 2009-06-01 → 2014-05-21
    Morgan Stanley
    Cornelius, NC
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Cornelius, NC
    New York, NY
    Cornelius, NC
  • 2003-09-25 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Lake Norman, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-24
  • S66 Uniform Combined State Law Examination
    2003-09-24
Other Names
  • Stefanie Rebecca Young
  • Stefanie Rebecca Young

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · DAVIDSON, NC
LPL FINANCIAL LLC · DAVIDSON, NC
WELLS FARGO CLEARING SERVICES, LLC · DAVIDSON, NC
WELLS FARGO CLEARING SERVICES, LLC · DAVIDSON, NC
MERIT FINANCIAL ADVISORS · DAVIDSON, NC
EDWARD JONES · Davidson, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · DAVIDSON, NC
GENEOS WEALTH MANAGEMENT, INC. · Davidson, NC

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