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Thomas A Mccormack

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

Annapolis, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2011-08-22
TX RA APPROVED 2011-08-22
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2011-08-22
  • TX RA
    APPROVED
    Since 2011-08-22

Branch Locations

1325 Franklin Ave Investment Solutions Group, Garden City, NY 11530 • United States

1 Park Pl Investment Solutions Group, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated New York NY 08/2011 Present
  • 08/2011 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-14
  • S66 Uniform Combined State Law Examination
    2004-04-14
Other Names
  • Tom Mccormack
  • Thomas Anthony Mccormack

View on SEC IAPD

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ARIES INVESTMENT ADVISORS, LLC

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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