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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-08-09 |
Branch Locations
1255 Creekshire Way, Ste 240, Winston Salem, NC 27103 • United States
Pfafftown, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stoked Ventures | Winston-Salem | NC | 02/1999 | Present |
| Mickey L. Smith | Winston Salem | NC | 01/2004 | Present |
| Lpl Financial, Llc | Winston-Salem | NC | 07/2011 | Present |
1. 08/09/2011: Integrated Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 1%. 2. 8/11/2011: Winston Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 95%. 3. 9/20/2011: Winston Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-25 |
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