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Matthew Todd Michalak

Wells Fargo Clearing Services, LLC

Syracuse, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2013-07-16
NJ RA APPROVED 2010-10-18
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2013-07-16
  • NJ RA
    APPROVED
    Since 2010-10-18

Branch Locations

500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Syracuse NY 09/2010 11/2016
Wells Fargo Clearing Services, Llc Syracuse NY 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-16
S63 Uniform Securities Agent State Law Examination 2006-07-25
  • S66 Uniform Combined State Law Examination
    2010-10-16
  • S63 Uniform Securities Agent State Law Examination
    2006-07-25
Other Names
  • Todd Michalak

View on SEC IAPD

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