Thomas M Oshea

Current Employers

Employment History

• 02/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 02/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2006-01-27 → 2010-02-17
  Principal Securities, Inc.
  Norwalk, CT
• 2005-08-18 → 2006-01-03
  Northwestern Mutual Investment Services, Llc
  Westport, CT

Other Businesses

1) CLADDAGH, LLC, TOM O'SHEA, 1735 POST ROAD, FAIRFIELD, CT, 04/28/10, NIR,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.1/WK- 1/TRADING 2) CELEBRITY PRESS, WINTER PARK, FL 32789, FINANCIAL ADVISOR SINCE 09/18/2013, 2 HOURS PER MONTH, NONE DURING TRADING, WRITING A FEW CHAPTERS IN A BOOK ABOUT FINANCES. 3) CLADDAGH, LLC. FAIRFIELD, CT. STARTED 12/2013 AS FINANCIAL ADVISOR. I WILL BE MAKING REFERRALS TO THE MORTGAGE ORIGINATOR, AND WILL NOT BE COMPENSATED. SPENDS 1HR/MONTH, 1 DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 02/16/2010

Exams

• S66 Uniform Combined State Law Examination
  2005-08-15
• S63 Uniform Securities Agent State Law Examination
  2003-10-03

Other Names

• Thomas M O' Shea
• Tom O'SHea