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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-10-21 |
| TX | RA | APPROVED | 2019-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Winston-Salem | NC | 07/2008 | 10/2019 |
| Hege Financial Group | Winston-Salem | NC | 06/2004 | Present |
| Lpl Financial Llc | Winston-Salem | NC | 10/2019 | Present |
1)10/21/19- Hege Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Winston Salem, NC -100% 2)10/21/19- HIGHLAND CAPITAL BROKERAGE and Kazsource- Non Variable Insurance- Agent - Inv. Related- Winston Salem, NC- start date 8/2003 - 5hrs/mth 3) 10/21/19- Hege Family Limited Partnership- Business Entity for Tax/Investment- Inv. Related- Winston Salem, NC -start date 2004 4) 08/19/2022 - Living Swell, LLC - Not Investment Related - 2400 N Lumina Ave, #2109, Wrightsville Beach, NC 28480 - Other-Family Business - Start Date: 03/01/2022 - 5 Hours Per Month/1 Hours During Securities Trading. 5) 02/03/2023 - Hege Financial Group - DBA: Hege Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/24/2023 - 10 Hours Per month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-09-17 |
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