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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-16 |
| MN | RA | APPROVED | 2014-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Edina | MN | 01/2006 | Present |
| Nylife Securities | Edina | MN | 03/2006 | Present |
| Eagle Strategies | Duluth | MN | 11/2008 | Present |
| Herried Financial Group | Duluth | MN | 02/2009 | 06/2025 |
| Herried Financial Strategies, Llc | Duluth | MN | 03/2025 | Present |
[OPERATING UNDER THE DBA NAME OF Herried Financial Strategies, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 4511 W. 1st Street, Suite 7, Duluth, MN 55807; START DATE: 03/2025][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 4511 W. 1st Street, Suite 7, Duluth, MN 55807; Start Date 06/2025; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-25 |
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