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Daniel Michael Besse

B. Riley Wealth Advisors, Inc.

Fairfield, CT

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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-01-03
  • CT RA
    APPROVED
    Since 2020-01-03

Branch Locations

79B Sanford St., Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rsm Us Wealth Management Llc Westport CT 12/2014 03/2018
Stratos Wealth Advisors, Llc Westport CT 03/2018 12/2019
B. Riley Wealth Advisors Westport CT 12/2019 Present
  • 12/2014 → 03/2018
    Rsm Us Wealth Management Llc
    Westport, CT
  • 03/2018 → 12/2019
    Westport, CT
  • 12/2019 → Present
    B. Riley Wealth Advisors
    Westport, CT
Previous Registrations
Other Businesses

(1) LANDING POINT ADVISORS; INVESTMENT-RELATED; SAME ADDRESS AS BRWA; DBA FOR ADVISORY BUSINESS; ALL BUSINESS CONDUCTED THROUGH B. RILEY WEALTH ADVISORS; CEO; START DATE 12/2022; CEO; 50 HRS/MONTH, ALL DURING SECURITIES TRADING HRS... (2) FSG LLC; INVESTMENT-RELATED; START DATE: 05/2023; FAIRFIELD, CT; ADVISING AND SELLING LIFE INSURANCE THROUGH FSG AS GENERAL AGENT; 10 HRS/MONTH, ALL DURING SECURITIES TRADING HRS... (3) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED;79B SANDFORD ST. FAIRFIELD CT 06824; LIFE INSURANCE SALES; AGENT; START DATE: 2023; 5 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS. (4) FORTIFY INSURANCE GROUP; INVESTMENT RELATED; 24 PUNCH BOWL DR WESTPORT CT 06880; LIFE INSURANCE SALES; AGENT; START DATE 1/2025; 8 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS. (5) EASTON BASEBALL LEAGUE; NOT INVESTMENT RELATED; TREASURER; START DATE 10/2025; 74 DEEPWOODS RD. EASTON CT; 2HRS/MONTH DEVOTED DURING SECURITIES TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-07
  • S66 Uniform Combined State Law Examination
    2006-01-07

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