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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rsm Us Wealth Management Llc | Westport | CT | 12/2014 | 03/2018 |
| Stratos Wealth Advisors, Llc | Westport | CT | 03/2018 | 12/2019 |
| B. Riley Wealth Advisors | Westport | CT | 12/2019 | Present |
(1) LANDING POINT ADVISORS; INVESTMENT-RELATED; SAME ADDRESS AS BRWA; DBA FOR ADVISORY BUSINESS; ALL BUSINESS CONDUCTED THROUGH B. RILEY WEALTH ADVISORS; CEO; START DATE 12/2022; CEO; 50 HRS/MONTH, ALL DURING SECURITIES TRADING HRS... (2) FSG LLC; INVESTMENT-RELATED; START DATE: 05/2023; FAIRFIELD, CT; ADVISING AND SELLING LIFE INSURANCE THROUGH FSG AS GENERAL AGENT; 10 HRS/MONTH, ALL DURING SECURITIES TRADING HRS... (3) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED;79B SANDFORD ST. FAIRFIELD CT 06824; LIFE INSURANCE SALES; AGENT; START DATE: 2023; 5 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS. (4) FORTIFY INSURANCE GROUP; INVESTMENT RELATED; 24 PUNCH BOWL DR WESTPORT CT 06880; LIFE INSURANCE SALES; AGENT; START DATE 1/2025; 8 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS. (5) EASTON BASEBALL LEAGUE; NOT INVESTMENT RELATED; TREASURER; START DATE 10/2025; 74 DEEPWOODS RD. EASTON CT; 2HRS/MONTH DEVOTED DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-07 |
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