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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2021-03-22 |
| NC | RA | APPROVED | 2015-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Syracuse | NY | 10/2015 | Present |
1. 11/04/2015 - Retirement Consulting Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/27/2015 - 160 Hours Per Month During Securities Trading. 2. 04/18/2023 - Retirement Consulting Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Licensed Agent - Start Date 02/24/2023 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-27 |
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