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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-22 |
| NC | RA | APPROVED | 2016-09-16 |
Branch Locations
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Huntersville | NC | 07/2008 | 09/2016 |
| Raymond James Financial Services Advisors, Inc | Huntersville | NC | 01/2009 | 09/2016 |
| Wells Fargo Advisors, Llc | Lake Norman | NC | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake Norman | NC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-19 |
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