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Todd David Lubin

Morgan Stanley

Rolling Hills Estates, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-08
CA RA APPROVED 2010-06-25
  • TX RA
    APPROVED_RES
    Since 2022-12-08
  • CA RA
    APPROVED
    Since 2010-06-25

Branch Locations

609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Rolling Hills Estates CA 06/2010 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2010 → Present
    Morgan Stanley Smith Barney Llc
    Rolling Hills Estates, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-05-02 → 2010-06-15
    Chase Investment Services Corp.
    Rolling Hills, CA
  • 2009-01-09 → 2009-05-02
    Wamu Investments, Inc.
    Rolling Hills, CA
  • 2007-07-06 → 2007-08-08
    U.S. Bancorp Advisors, Llc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-03
S63 Uniform Securities Agent State Law Examination 2004-08-10
  • S66 Uniform Combined State Law Examination
    2007-07-03
  • S63 Uniform Securities Agent State Law Examination
    2004-08-10
Other Names
  • Todd D Lubin
  • Todd D Lubin

View on SEC IAPD

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Other Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA
RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
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