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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-09
NM RA APPROVED 2024-12-12
  • NY RA
    APPROVED
    Since 2025-12-09
  • NM RA
    APPROVED
    Since 2024-12-12

Branch Locations

500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Syracuse NY 10/2012 Present
Wells Fargo Clearing Services, Llc Syracuse NY 12/2024 Present
Previous Registrations
  • 2012-10-01 → 2024-12-05
    Baldwin Place, NY
    Yorktown Heights, NY
    Somers, NY
    Katonah, NY
    Yorktown Heights, NY
    Somers, NY
    Cross River, NY
    Yorktown Heights, NY
    Scottsville, NY
    Rochester, NY
    Webster, NY
    Rochester, NY
    Rochester, NY
    Brockport, NY
    Rochester, NY
    Rochester, NY
    Syracuse, NY
    Rochester, NY
    Irondequoit, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Irondequoit, NY
    Rochester, NY
    Manlius, NY
    Oswego, NY
    Syracuse, NY
    Fairport, NY
    Pittsford, NY
    Rochester, NY
    Macedon, NY
    Syracuse, NY
    Oneida, NY
    Cicero, NY
    East Rochester, NY
    Syracuse, NY
    Rochester, NY
    Canandaigua, NY
    Williamson, NY
    Webster, NY
    Minoa, NY
    Syracuse, NY
    Syracuse, NY
    Liverpool, NY
    Rochester, NY
    Rochester, NY
    Liverpool, NY
    Rochester, NY
    Fairport, NY
    Syracuse, NY
    Chestnut Ridge, NY
    Pomona, NY
    Suffern, NY
    Monsey, NY
    Spring Valley, NY
    Suffern, NY
    Stony Point, NY
    Haverstraw, NY
    Pomona, NY
    Congers, NY
    Nanuet, NY
    West Nyack, NY
    West Nyack, NY
    Sparkill, NY
    Garnerville, NY
    Nyack, NY
    Nanuet, NY
    Suffern, NY
    Monsey, NY
    Pearl River, NY
    Garnerville, NY
    Valley Cottage, NY
    Nanuet, NY
    Orangeburg, NY
    Orangeburg, NY
    New City, NY
    New City, NY
    New City, NY
    Newton, NJ
    Boonton, NJ
    Secaucus, NJ
    Fairfield, NJ
    Boonton, NJ
    Newton, NJ
    Rockaway, NJ
    Haledon, NJ
    Paterson, NJ
    Northvale, NJ
    Denville, NJ
    Fairlawn, NJ
    Fairlawn, NJ
    Franklin, NJ
    Vernon, NJ
    Secaucus, NJ
    Englewood, NJ
    Norwood, NJ
    Glen Rock, NJ
    Teaneck, NJ
    Oradell, NJ
    Elmwood Park, NJ
    Teaneck, NJ
    Lodi, NJ
    Sussex, NJ
    Ramsey, NJ
    New Milford, NJ
    Lodi, NJ
    Orange, NJ
    Park Ridge, NJ
    Englewood, NJ
    Paramus, NJ
    Oak Ridge, NJ
    Maywood, NJ
    River Edge, NJ
    Clifton, NJ
    Ramsey, NJ
    Ridgewood, NJ
    North Bergen, NJ
    Clifton, NJ
    Old Tappan, NJ
    Norwood, NJ
    Montvale, NJ
    Northvale, NJ
    Ramsey, NJ
    Ramsey, NJ
    Haworth, NJ
    Park Ridge, NJ
    Nyack, NY
    Fishkill, NY
    Wappingers Falls, NY
    Hyde Park, NY
    Poughkeepsie, NY
    Poughkeepsie, NY
    Beacon, NY
    Hopewell Junction, NY
    Poughkeepsie, NY
    New Paltz, NY
    Kingston, NY
    Pleasant Valley, NY
    Newburgh, NY
    Cornwall, NY
    Highland Falls, NY
    Newburgh, NY
    New Windsor, NY
    Pelham Manor, NY
    Yonkers, NY
    Pelham, NY
    Scarsdale, NY
    New Rochelle, NY
    Irvington, NY
    Yonkers, NY
    Larchmont, NY
    Scarsdale, NY
    Yonkers, NY
    Bronxville, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    Eastchester, NY
    Mount Vernon, NY
    Dobbs Ferry, NY
    Hastings On Hudson, NY
    Scarsdale, NY
    Ardsley, NY
    Mount Vernon, NY
    Yonkers, NY
    Scarsdale, NY
    New Rochelle, NY
    Albany, NY
    Clifton Park, NY
    Syracuse, NY
    Victor, NY
    Ithaca, NY
    Albany, NY
    Larchmont, NY
    Acton, MA
  • 2007-05-21 → 2012-10-01
    Chase Investment Services Corp.
    Yorktown Heights, NY
    Cross River, NY
    Somers, NY
    Yorktown Heights, NY
    Katonah, NY
    Somers, NY
    Yorktown, NY
    Fairport, NY
    Rochester, NY
    Monroe, NY
    Liverpool, NY
    Rochester, NY
    Rochester, NY
    Liverpool, NY
    Montague, NJ
    Poughkeepsie, NY
    Monticello, NY
    Syracuse, NY
    Dewitt, NY
    Goshen, NY
    Fishkill, NY
    Hopewell Junction, NY
    Minoa, NY
    Kingston, NY
    Webster, NY
    Williamson, NY
    Canandaigua, NY
    Rochester, NY
    Poughkeepsie, NY
    Syracuse, NY
    East Rochester, NY
    Cicero, NY
    Poughkeepsie, NY
    Oneida, NY
    Wappingers Falls, NY
    Hyde Park, NY
    Poughkeepsie, NY
    Poughkeepsie, NY
    Beacon, NY
    Syracuse, NY
    Fishkill, NY
    Wappinger Falls, NY
    Macedon, NY
    Rochester, NY
    New Paltz, NY
    Pleasant Valley, NY
    Pittsford, NY
    Fairport, NY
    Syracuse, NY
    Port Jervis, NY
    Pine Bush, NY
    Middletown, NY
    Oswego, NY
    Manlius, NY
    Rochester, NY
    Irondequoit, NY
    Rochester, NY
    Warwick, NY
    Monroe, NY
    Rochester, NY
    Rochester, NY
    Irondequoit, NY
    Rochester, NY
    Wurtsboro, NY
    Syracuse, NY
    Newburgh, NY
    Maybrook, NY
    Newburgh, NY
    Tuxedo, NY
    Greenwood Lake, NY
    Washingtonville, NY
    Rochester, NY
    Rochester, NY
    Middletown, NY
    Cornwall, NY
    Highland Falls, NY
    New Windsor, NY
    Brockport, NY
    Rochester, NY
    Rochester, NY
    Webster, NY
    Henrietta, NY
    Scottsville, NY
    Goshen, NY
    Syracuse, NY
    Dewitt, NY
    Syracuse, NY
    Oneida, NY
    Oswego, NY
    Syracuse, NY
    Patterson, NY
    Middletown, NY
    Baldwin Place, NY
Other Businesses

TURNING POINT CAPITAL LLC; INV RELATED; BRIDGEPORT, NY; REAL ESTATE ;50% OWNERSHIP; START DATE: 09/12/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-17
S63 Uniform Securities Agent State Law Examination 2003-06-13
  • S65 Uniform Investment Adviser Law Examination
    2007-05-17
  • S63 Uniform Securities Agent State Law Examination
    2003-06-13
Other Names
  • Timothy Patrick Grumley
  • Timothy Grumley

View on SEC IAPD

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