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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-09 |
| NM | RA | APPROVED | 2024-12-12 |
Branch Locations
500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Syracuse | NY | 10/2012 | Present |
| Wells Fargo Clearing Services, Llc | Syracuse | NY | 12/2024 | Present |
TURNING POINT CAPITAL LLC; INV RELATED; BRIDGEPORT, NY; REAL ESTATE ;50% OWNERSHIP; START DATE: 09/12/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-13 |
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