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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
377 Oak St Ste 103, Garden City, NY 11530-6553 • United States
Long Beach, NY • United States
Woodmere, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Garden City | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Garden City | NY | 03/2020 | Present |
Outside Employment; Jewelry Showroom; consultant -; ; 427 Central Avenue Cedarhurst, NY 11516, ,; ; ; 10 to 19 hours per month; . Other Business Activities; Theo Block; PPSP - Plan production Service Provider for Ameriprise advisors; 377 Oak Street, Suite 103 , , Garden City, NY, 11530; Not Investment-Related; 08/29/2012; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-11 |
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